Strategic Income Fund
Objectives & Strategy
The Fund's goal is to provide investors with as high a level of current income as is consistent with liquidity and safety of principal by investing primarily in investment-grade bonds with maturities of 1-3 years.
Investor Profile
This Fund is intended for investors seeking a fixed income fund primarily invested in short- term investment-grade bonds. The sub-adviser intends to limit the Fund's average duration to 2 years or less. The Fund is appropriate for investors with a time horizon of at least six months. The Fund pays dividends monthly.
Portfolio Managers
HighMark Capital Management, Inc. is a subsidiary of Union Bank, N.A., which is a subsidiary of UnionBanCal Corporation. UnionBanCal Corporation is wholly-owned by The Bank of Tokyo-Mitsubishi UFJ, Ltd. (BTMU). BTMU is in turn a wholly-owned subsidiary of Mitsubishi UFJ Financial Group, Inc. As of June 30, 2011, HighMark Capital Management, Inc. had approximately $17.5 billion in assets under management. HighMark Capital Management, Inc. (and its predecessors) has been providing investment management services to individuals, institutions and large corporations since 1919.
E. Jack Montgomery, CFA, Vice President and Director of Fixed Income, joined HighMark in 1994. As the Director of Fixed Income, he is responsible managing the taxable fixed income strategies for all client types. He is also a member of HighMark’s Investment Policy Committee and Asset Allocation Committee. Mr. Montgomery began his career in the investment industry in 1979 with the First Interstate Bank of Oregon. Prior to joining HighMark, Mr. Montgomery was the Portfolio Manager of the San Francisco Employees' Retirement Systems fixed income portfolio. Mr. Montgomery earned a Bachelor of Business Administration from the University of Oklahoma, and a Master of Business Administration in Finance from the University of Oregon at Eugene. In addition, he is a CFA charterholder and a member of the San Francisco Society of Financial Analysts.
Jeffrey Klein, CFA, Vice President and Senior Portfolio Manager, joined HighMark in 2010. As a Senior Portfolio Manager, he is primarily responsible for managing the taxable fixed income strategies for all client types. Mr. Klein joined the investment industry in 1992 with Dodge & Cox, where he spent 12 years as a portfolio manager and a member of the firm’s fixed income policy making committees. More recently, Mr. Klein was a Managing Director at Halbis Capital Management before joining Bishop Street Capital Management as a Senior Portfolio Manager. Mr. Klein earned a Bachelor of Arts degree in Political Science with a minor in English Literature from Columbia University. He is a CFA charterholder and member of the CFA Institute, the CFA Society of San Francisco and the New York Society of Security Analysts.
Gregory B. Lugosi, Vice President and Portfolio Manager, joined HighMark in 1991. As a Portfolio Manager, he is responsible for managing taxable fixed income strategies as well as executing fixed income trades on behalf of regional portfolio managers. Mr. Lugosi has been in the investment industry since 1989 with firms that include Planned Asset Management and Petra Financial Group. Prior to joining HighMark, Mr. Lugosi worked at MERUS Capital Management and Union Capital Advisors. Mr. Lugosi earned a Bachelor of Arts degree in Business Administration from Woodbury University.

